By March 30, 2012, almost all private equity firms with more than $150 million in assets under management will have to register with the SEC. They will also have to be prepared to produce extensive corporate records and documentation to the agency in the event of an inquiry.
What will you do if the SEC calls? Are your firm records in order? What about client communications? Marketing materials? Memos regarding portfolio management? Are these documents organized and accessible?
DocDep Can Help. In this White Paper, you will learn:
- What Dodd-Frank requires of private fund advisers.
- How DocDep's compliance application will help a firm meet each of the act's reporting requirements.
Download this valuable white paper to learn how DocDep can handle the bureacratic paperwork, leaving you free to manage your fund.